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SEBI's Big Shock
New Regulations on Overseas Mutual Fund Investments; What You Need to Know (and How Our AI Can Make it Easy)
We're reaching out to inform you about an important SEBI circular (SEBI/HO/IMD/IMD-PoD-1/P/CIR/149) released yesterdat regarding investments in overseas mutual funds and unit trusts by Indian mutual funds. As your compliance partner, we want to ensure you're not just informed, but prepared to implement these changes effectively.
🔍 Key Highlights of the New Circular
25% Exposure Limit
Indian MF schemes can invest in overseas MF/UTs with exposure to Indian securities
Total exposure to Indian securities must not exceed 25% of their assets
Critical Investment Criteria
Single pooled investment vehicle requirement
Pari-passu and pro-rata rights for all investors
Independent investment manager necessity
Mandatory quarterly portfolio disclosures
Prohibition on advisory agreements between Indian MFs and overseas MF/UTs
Breach Management Protocol
6-month observance period for monitoring rebalancing
Additional 6-month liquidation period if necessary
Restrictions on fresh investments during breach periods
How ComplianceOS AI Agent Can Help?
Our ComplianceOS platform is already equipped to help you navigate these new requirements:
Instant Analysis & Action Items
Within 60 seconds of the circular's release, our AI agent has:
Generated detailed Excel reports
Created department-wise actionables
Updated the regulation library with version control
Automated Compliance Tracking
Real-time monitoring of the 25% exposure limit
Automated alerts for breach scenarios
Countdown trackers for observance and liquidation periods
Evidence Management
Automated evidence collection for quarterly portfolio reviews
Digital documentation of compliance steps
Audit-ready reports generation
đź’ˇImplementation Support
Our ComplianceOS platform can help you:
Track multiple overseas MF/UT investments simultaneously
Monitor exposure limits automatically
Generate compliance reports for audits
Maintain documentation for regulatory reviews
đź“Š The Impact
With ComplianceOS, you can expect:
80% faster compliance implementation
50% reduction in compliance costs
100% elimination of late compliance issues
Comprehensive audit preparation within minutes
đź“ž Contact Us
For a detailed demonstration of how ComplianceOS can help you implement these new guidelines:
Email: [email protected]
Phone: 7233089282
Stay compliant, stay ahead!