Breaking the Code: SEBI's Latest Game-Changer for Research Analysts

In today's rapidly evolving regulatory landscape, staying compliant while maintaining operational efficiency is more crucial than ever.
Today, we bring you important updates from SEBI regarding advertisement codes for Research Analysts, along with how ComplianceOS can help you navigate these requirements effortlessly.

Latest SEBI Update: Advertisement Code Clarification

SEBI has issued an important circular (SEBI/HO/MIRSD/MIRSD-PoD1/P/CIR/2024/146) clarifying the scope of advertisement code for Research Analysts (RAs). Key highlights:

• Research reports and recommendations are NOT considered advertisements unless they promote RA products or services

• Advertisement code continues to apply to all promotional communications across various media

• The clarification aims to streamline compliance requirements while maintaining market integrity

Why This Matters?

This clarification affects all Research Analysts and compliance teams who need to:

• Review and classify research reports correctly

• Ensure proper advertisement code compliance

• Maintain accurate documentation for audit purposes

Transform Your Compliance Workflow with ComplianceOS AI Agent

While SEBI continues to refine regulatory requirements, ComplianceOS powered by NeoGPT helps you stay ahead with:

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Smart Compliance Management

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• 80% faster compliance implementation

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Take Action Now

Don't let regulatory compliance slow down your operations. With ComplianceOS, you can transform hours of manual work into minutes of automated efficiency.

Book a Demo Today Contact: [email protected]

ComplianceOS - India's First BFSI-focused AI Compliance Officer